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Frequently Asked Questions ~ AUPs for Instruction

Who must submit an Animal Use Protocol (AUP) for Instruction?
An AUP for Instruction must be submitted for all uses of live vertebrate animals in instruction, except for field studies that are strictly observational (i.e., involve no direct handling of animals and no significant disruptions of their environments). An AUP for Instruction must be submitted by the Course Instructor. The AUP must be fully approved by the ACUC before acquisition, housing, or use of animals.

The AUP form and instructions are available here.

Is a separate AUP required for each course involving animals?
A single AUP may be submitted for closely related courses or individual research projects (e.g., 199's) provided that the AUP lists all animal species, procedures, and numbers to be used in the instructional activities.

What is the timetable for reviewing and approving an AUP?
The ACUC meets monthly. AUPs received at least 6 weeks before a meeting can usually be included in the agenda for that meeting, unless preliminary screening indicates that the ACUC requires significant further information. Consequently, the time required to review an AUP normally ranges from 6-8 weeks, depending on the timing of the submission and whether there is a need for additional information. Information about upcoming meeting dates and applicable AUP submission deadlines is available here.

What is the approval period for an AUP?
AUPs are ordinarily approved for a one-year period. Although renewal of the AUP for an ongoing course is the responsibility of the instructor, the ACUC will send a courtesy renewal reminder one months prior to protocol expiration. If the course will continue with no changes in key personnel, or in animal species, procedures, or numbers, renewal may be requested by simply checking the “no change” boxes and returning the reminder notice to the ACUC. [Note: “No change renewals” may only be submitted twice. The third annual renewal requires that the protocol be rewritten and resubmitted as if it were a new protocol.] If changes are proposed, a revised AUP must be submitted for ACUC review.

How can I modify an approved AUP?
Once an AUP has been approved, changes in animal species, numbers, procedures, or the location of an activity may require submission of a revised AUP, with the changes shown in colored, bold, or underlined text on the original AUP. Minor changes (such as the addition of a related species or procedure) can usually be administratively approved within 1-2 weeks of receipt. Significant changes must be reviewed by the full membership of the ACUC at the next regularly scheduled meeting. Call or email the ACUC office for guidance on making changes to your approved AUP.

How do I arrange to purchase and house animals?
Animals cannot be acquired or housed without an approved AUP. All arrangements for acquiring, transporting, and housing live vertebrates from any source must be made through OLAC. This includes acquisition of animals from another investigator or institution, and transportation of animals between campus facilities. Plans to acquire, transport and house animals in the field will be reviewed and approved by OLAC as part of the regular AUP review process. It is the instructor's responsibility to obtain all applicable federal and state permits prior to trapping, importing or otherwise obtaining wild, protected or endangered species. Arrangements for quarantine and housing must be finalized before animals are obtained to assure availability of space. For further information about acquisition of animals, call OLAC at 2-9232.

Will my AUP be available to the public?
Under State law and campus policy, an approved AUP for instruction is available on written request to members of the public once instruction of the course has begun.

Whom can I contact for advice about preparing an AUP?
For assistance in preparing an AUP, or for advice about the laws, regulations and policies that may affect your proposed use of animals, contact the ACUC at 642-8855. For assistance in planning specific animal care or use procedures (e.g., use of anesthetics or analgesics, surgical procedures, special animal care requirements, transportation, etc.), contact the veterinary staff at OLAC, 642-9232.

Contact Us: Office of the Animal Care and Use Committee ~ 5106428855 ~ acuc@berkeley.edu

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